IMPORTANT INFORMATION
HTL Wealth disclosure information
This page contains important information about HTL Wealth, the financial advice we provide, how we are paid, potential conflicts of interest, our duties and what to do if you have a complaint.
Last updated: 1 October 2026
Our office contact details:
Address: 27 Eliot Street, New Plymouth
Phone: 0508 267 267
Email: wealth@thehtlgroup.co.nz
Website: www.thehtlgroup.co.nz/wealth
HTL Wealth provide financial advice on a wide range of investment products. We provide a wrap platform service through which we can access a broad range of investment products including but not limited to managed funds, direct equities, and term deposits.
We have a direct relationship with the following KiwiSaver & Managed fund providers: Milford Asset Management, Booster Investments, AMP Investments, Fisher Funds, Generate, NZ Funds, Amova, and ANZ Investments.
Fees and commissions
There is no fee payable for the provision of our investment advice. HTL Wealth Ltd receives ongoing commissions and/or a portfolio servicing fee should you choose to invest.
These fees vary depending on product provider and/or the amount invested and will be detailed to you clearly prior to you agreeing to invest. These range from 0.20 -1.5% of any funds under management.
Conflicts of interest and incentives
Our advisers are remunerated by salary and a discretionary bonus, both of which are paid by HTL Wealth Ltd.
We do have in place some referral relationships. You will always be advised as to whether this is material to our relationship with you.
Incentives
From time to time our product providers assist with funding for conferences or professional development opportunities.
How we manage conflicts of interest
We ensure all our advisers prioritise client interests by:
- Ensuring they follow an advice process placing a client’s interests above their own
- Adviser recommendations are made based on the client’s goals and circumstances.
- Advisers undergo annual training as to how to manage conflicts of interest.
Have a concern or complaint?
Our duties to you
HTL Wealth Limited, and anyone who gives financial advice on our behalf, have duties under the Financial Markets Conduct Act 2013 relating to the way that we give advice. We are required to:
- Give priority to your interests by taking all reasonable steps to make sure our advice isn’t materially influenced by our own interests
- Exercise care, diligence, and skill in providing you with advice
- Meet standards of competence, knowledge and skill set by the Code of Professional Conduct for Financial Advice Services (these are designed to make sure that we have the expertise needed to provide you with advice)
- Meet standards of ethical behaviour, conduct and client care set by the Code of Professional Conduct for Financial Advice Services (these are designed to make sure we treat you as we should, and give you suitable advice). This is only a summary of the duties that we have.
This is a summary of the duties that apply when we provide financial advice. More information is available by contacting us, or from the Financial Markets Authority.
To understand how HTL Group collects, uses, stores and protects personal information, read our Privacy Statement.
